EQube's Cash/Non-Cash Compensation module provides a platform for firm's members and associated persons to submit requests and obtain approval prior to initiating in any related activity.

  • Ability to manage & track requests and approval(s) for activities such as travel & expense, training, business entertainment, etc.
  • Ability to enter details for requester such as RepID, branch name, etc.
  • Ability to capture details related to the event / entertainment such as dollar amount
  • Attach files and retain records such as receipts
  • And much more

    • EQube's Retail Cash/Non-Cash Compensation Module helps to fulfill FINRA rules 3220 and 3221 regulatory requirements.


To inquire about any of the items listed above and additional features please speak with a sales representative.