EQube's Gifts & Gratuities module provides a platform for firms to manage, maintain records and supervise any gift giving and/or receiving in relation to the recipient's business employer. 

  • Ability to enter gift details such as value of the gift, reason for the gift, relation to recipient, etc.
  • Captures information pertaining to the gift giver and recipient such as state of residence, affiliations, etc.
  • Ability to control dollar amount thresholds as to when to receive violation notifications
  • And much more

    • EQube's GIFTS module helps to fulfill FINRA rule 3220 regulatory requirement.

To inquire about any of the items listed above and additional features please speak with a sales representative.