EQube's Political Contributions module provides a platform for firms to manage information related to elections, contributions to the election and recipient. The module helps Firms and Registered Investment Advisers (RIA) easy access to this information as well as, a means to preserve and maintain records in accordance with regulatory requirements.

  • Ability to capture employee information, amount of contribution, type of payment made to the contribution, etc.
  • Ability to track election information as in type (national, state, etc.)
  • Ability to attach files from various formats
  • And much more

    • EQube's Political Contribution module addresses the Registered Investment Advisors Act Rule 206 (4)-5, and MSRB Rule G-37.

To inquire about any of the items listed above and additional features please speak with a sales representative.